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Technology Readiness Levels (TRL 1 to 9) With Examples

By Dr. Ahmed Mortuza Saleque · Updated · How we check our content

The short answer

Technology readiness levels (TRLs) rate how mature a technology is on a scale of 1 to 9. TRL 1 means the basic science has been observed; TRL 3 is a lab proof of concept; TRL 6 is a prototype demonstrated in a realistic environment; TRL 9 is a system proven in real operation. The scale started at NASA and is now used by the EU, defence agencies and many funders.

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Staircase chart of technology readiness levels 1 to 9 grouped into research, development and deployment, with a short description of each level
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The nine levels

Wording follows the NASA and EU definitions, shortened.

TRLDefinitionTypical evidence
1Basic principles observedPublished research, theory
2Technology concept formulatedPaper study, early analysis of an application
3Experimental proof of conceptLab results showing the key function works
4Technology validated in the labComponents working together on a bench
5Technology validated in a relevant environmentComponents tested under realistic conditions
6Prototype demonstrated in a relevant environmentA representative system tested under realistic conditions
7Prototype demonstrated in the operational environmentNear-final prototype working in the real setting
8System complete and qualifiedFinal design passes tests and certification
9System proven in operationUsed successfully in real service

Example: a solid-state battery from TRL 1 to TRL 9

  • TRL 1: a paper reports that a new ceramic conducts lithium ions well.
  • TRL 2: the team proposes using it as the electrolyte in a car battery and models the performance.
  • TRL 3: a single small coin cell in the lab charges and discharges.
  • TRL 4: several cells and the electrode materials are tested together on the bench.
  • TRL 5: cells are cycled at the temperatures and charging rates a car would see.
  • TRL 6: a prototype battery module runs in a test rig that mimics a vehicle.
  • TRL 7: a prototype pack is fitted to a test car and driven on real roads.
  • TRL 8: the final pack passes safety and durability qualification.
  • TRL 9: the pack is in production cars in customers' hands.

Three phases

LevelsPhaseWho usually funds it
TRL 1–3ResearchResearch councils, universities
TRL 4–6DevelopmentApplied research and innovation grants, venture capital
TRL 7–9DeploymentIndustry, procurement, investors

The gap between TRL 4 and TRL 7 is often called the valley of death, because research money stops and commercial money has not started. Grant proposals that cross it need a convincing plan, so pair your TRL claim with a Gantt chart showing how each level will be reached.

Rate your own technology

The free TRL Assessment asks yes-or-no questions for each level, up to the target level you set, across five themes from science and engineering to real-world testing. It reports which levels are fully met, recommends what to do for every "no", and exports a PDF report. Nothing is uploaded.

TRL measures technical maturity only. It says nothing about cost or market demand; check those separately, for example with the ROI calculator.

Common questions

How many TRL levels are there?

Nine, from TRL 1 (basic principles observed) to TRL 9 (system proven in operation).

Who created technology readiness levels?

NASA, starting in the 1970s. The nine-level scale was published in the 1990s and later adopted by the U.S. Department of Defense, the European Commission and others.

Do TRLs apply to software?

Yes. Agencies have software versions of the definitions: lab validation means testing modules together, a relevant environment means realistic data and loads, and operational means live use.

Is a higher TRL always better?

It means lower technical risk, not more value. Many funding calls target a specific range, such as TRL 2 to 4 for research grants.

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Sources

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